Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Carrera Finance (NW) Limited
FRN 681337
- [FCA CF] Client dealing (since 1 Jan 2020)
- [PRA CF] Key function holder (since 1 Jan 2020)
- [FCA CF] Significant management (since 1 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (9 Nov 2015 to 8 Dec 2019)
- CF29 Significant management (9 Nov 2015 to 9 Nov 2015)
- CF28 Systems and controls (9 Nov 2015 to 9 Nov 2015)
- CF1 Director (9 Nov 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.