Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF1 Director (27 Feb 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Feb 2007 to 25 Oct 2010)
    • CF1 Director (AR) (27 Feb 2007 to 22 Sep 2009)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF1 Director (1 Dec 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2009 to 25 Oct 2010)
  • Cashcade Financial Ltd (no longer approved here)

    FRN 491987

    • Employed By (5 Dec 2008 to 4 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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