Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2024)
    • CF30 Customer (12 Sep 2014 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 18 Oct 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2024)
    • CF30 Customer (25 Feb 2010 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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