Simon Howard Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Welfare Dwellings Trust Limited (no longer approved here)

    FRN 466546

    • CF2 Non Executive Director (22 Nov 2012 to 2 Jun 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF2 Non Executive Director (1 Nov 2012 to 1 Jun 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF2 Non Executive Director (1 Nov 2012 to 1 Jun 2013)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF2 Non Executive Director (1 Nov 2012 to 1 Jun 2013)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF2 Non Executive Director (18 Sep 2009 to 27 Jul 2012)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF29 Significant management (24 Sep 2008 to 29 Jun 2012)
    • CF3 Chief Executive (1 Dec 2001 to 24 Sep 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2007)
    • CF1 Director (1 Dec 2001 to 24 Sep 2008)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF29 Significant management (1 Nov 2007 to 29 Jun 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 7 Aug 2007)
    • CF3 Chief Executive (1 Dec 2001 to 7 Aug 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2007)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF29 Significant management (1 Nov 2007 to 29 Jun 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 7 Aug 2007)
    • CF3 Chief Executive (1 Dec 2001 to 7 Aug 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF29 Significant management (1 Nov 2007 to 29 Jun 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 7 Aug 2007)
    • CF3 Chief Executive (1 Dec 2001 to 7 Aug 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2007)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF29 Significant management (1 Nov 2007 to 29 Jun 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2007)
    • CF1 Director (1 Dec 2001 to 7 Aug 2007)
    • CF3 Chief Executive (1 Dec 2001 to 7 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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