Simon Howard Cox

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rockstone Mortgage & Financial Advice Ltd

    FRN 827166

    • (2)Employed By (since 18 Nov 2025)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF30 Customer (since 4 Jun 2025)
    • CF1 Director (AR) (4 Jun 2025 to 6 Mar 2026)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Nov 2025)
    • CF1 Director (AR) (14 Jan 2016 to 27 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 27 Nov 2025)
    • CF21 Investment Adviser (28 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2003 to 28 Aug 2003)
  • Cox & Company (2011) (no longer approved here)

    FRN 200205

    • Employed By (8 Jul 1999 to 14 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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