Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • SMF18 Other Overall Responsibility (6 Jun 2024 to 31 Dec 2025)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • SMF18 Other Overall Responsibility (6 Jun 2024 to 31 Dec 2025)
  • Phoenix Life CA Limited (no longer approved here)

    FRN 110481

    • SMF18 Other Overall Responsibility (6 Jun 2024 to 31 Dec 2025)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • SMF18 Other Overall Responsibility (6 Jun 2024 to 31 Dec 2025)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • [FCA CF] Manager of certification employee (3 Jun 2024 to 31 Dec 2025)
  • STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

    FRN 651226

    • [FCA CF] Manager of certification employee (3 Jun 2024 to 31 Dec 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2019 to 8 Aug 2020)
    • [FCA CF] Manager of certification employee (23 Jan 2019 to 7 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (11 Nov 2016 to 8 Aug 2020)
    • [FCA CF] Manager of certification employee (9 May 2016 to 7 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 May 2016 to 8 Aug 2020)
    • CF30 Customer (16 Jun 2009 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.