Simon Herbert James Tang

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 7 Oct 2013)
    • CF30 Customer (since 31 Jul 2012)
  • Simon Tang Wealth Management

    FRN 585564

    • (2)Employed By (since 31 Jul 2012)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 9 Jul 2012)
    • CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Sep 2004 to 12 Apr 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.