Simon Hepworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Client dealing (since 22 Jul 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (12 Nov 2018 to 8 Dec 2023)
    • [FCA CF] Material risk taker (25 Jun 2018 to 2 Jun 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Apr 2024)
    • CF30 Customer (24 Oct 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (13 Sep 2010 to 29 Aug 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (13 Sep 2010 to 29 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.