Simon Heath

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 8 Aug 2019)
    • [FCA CF] Manager of certification employee (since 1 Oct 2018)
    • [FCA CF] Client dealing (since 1 Oct 2018)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (6 Nov 2019 to 1 Dec 2021)
    • [FCA CF] Client dealing (6 Nov 2019 to 1 Dec 2021)
    • [FCA CF] Manager of certification employee (1 Oct 2018 to 25 Jul 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (4 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.