Simon Hawtin

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CS Wealth Consultancy Limited

    FRN 844964

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 4 Mar 2020)
    • SMF16 Compliance Oversight (since 4 Mar 2020)
    • Responsible for Insurance Distribution (since 4 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2020)
    • CF1 Director (AR) (8 Dec 2006 to 3 Aug 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (9 Apr 2011 to 11 Nov 2012)
  • Bright Thinking Financial Services Ltd (no longer approved here)

    FRN 458134

    • Employed By (20 Dec 2006 to 3 Aug 2010)
  • Bright Thinking Financial Services Ltd (no longer approved here)

    FRN 460742

    • Employed By (8 Dec 2006 to 20 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.