Simon Hawkins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2011 to 3 Jun 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 5 Apr 2011)
    • CF21 Investment Adviser (7 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jul 2003 to 7 Oct 2003)
  • Kastle Gate Financial Management Ltd (no longer approved here)

    FRN 408282

    • (9)Employed By (1 Dec 2001 to 28 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.