Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 5 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2023)
    • CF30 Customer (since 19 Dec 2022)
    • (2)Employed By (since 5 Dec 2025)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2006 to 26 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.