Simon Harris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (27 Jan 2020 to 11 Nov 2020)
    • [FCA CF] Client dealing (25 Feb 2019 to 11 Nov 2020)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (25 Feb 2019 to 11 Nov 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (31 Jul 2014 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.