Simon Grimmond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management LLP (no longer approved here)

    FRN 442303

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Apr 2021 to 31 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2021)
    • Responsible for Insurance Mediation (18 Nov 2016 to 30 Sep 2018)
    • CF29 Significant management (17 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.