Simon Grice

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Advisers Ltd

    FRN 452529

    • (332)Employed By (since 22 Jul 2022)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Aug 2015)
    • CF1 Director (AR) (11 Aug 2015 to 4 Aug 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (11 Aug 2015 to 4 Aug 2022)
  • Regency Financial Management (1962) (no longer approved here)

    FRN 173376

    • (14)Employed By (1 Jul 2002 to 2 Aug 2004)
  • Pinnacle Financial Solutions Ltd 3161 (no longer approved here)

    FRN 195863

    • (14)Employed By (1 Dec 2001 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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