Simon Goodwin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Investor Services Trust
FRN 435052
- SMF16 Compliance Oversight (since 17 Jan 2025)
RBC Global Asset Management (UK) Limited
FRN 189154
- SMF16 Compliance Oversight (since 7 Jun 2024)
BlueBay Asset Management LLP
FRN 571599
- SMF16 Compliance Oversight (since 7 Jun 2024)
RBC Europe Limited
FRN 124543
- SMF16 Compliance Oversight (since 8 Jul 2022)
Royal Bank of Canada
FRN 124783
- SMF16 Compliance Oversight (since 8 Jul 2022)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Material risk taker (18 Oct 2021 to 6 Mar 2022)
- [FCA CF] Algorithmic trading (7 Feb 2018 to 6 Mar 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Mar 2022)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Material risk taker (18 Oct 2021 to 6 Mar 2022)
- [FCA CF] Algorithmic trading (7 Feb 2018 to 6 Mar 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Mar 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.