Simon Goodley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 25 Oct 2021)
    • CF30 Customer (since 2 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • First Class Financial Advisers Ltd

    FRN 652720

    • (2)Employed By (since 2 Jun 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (2 Nov 2018 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Dec 2003 to 20 Apr 2007)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (30 May 2003 to 5 Feb 2004)
    • CF1 Director (AR) (19 Dec 2001 to 19 Dec 2001)
    • CF4 Partner (AR) (19 Dec 2001 to 3 Jun 2003)
  • Sterling Financial Partnership (no longer approved here)

    FRN 208000

    • (2)Employed By (19 Dec 2001 to 5 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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