Simon Gold

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chenavari Credit Partners LLP
FRN 484392
- [FCA CF] Client dealing (since 1 Sep 2022)
Frank Investments Limited (no longer approved here)
FRN 627697
- CF30 Customer (1 May 2020 to 5 Aug 2022)
- CF1 Director (AR) (1 May 2020 to 5 Aug 2022)
Bank of America, N.A. (no longer approved here)
FRN 124642
- [FCA CF] Client dealing (7 Sep 2016 to 26 Feb 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2019)
- CF30 Customer (6 Sep 2013 to 6 Mar 2016)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (4 Dec 2012 to 1 Aug 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (23 Jul 2008 to 10 Nov 2008)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (23 Jul 2008 to 10 Nov 2008)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 10 Nov 2008)
- CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.