Simon Gleave Hall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MAINESTREAM FINANCIAL SERVICES LIMITED
FRN 541703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 21 Nov 2025)
- CF1 Director (11 Oct 2013 to 8 Dec 2019)
- CF30 Customer (24 Dec 2012 to 8 Dec 2019)
Asprey Harris Investment Consultants (no longer approved here)
FRN 153888
- Employed By (19 Sep 2011 to 31 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.