Simon George Cook

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SimFin Financial limited

    FRN 815599

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 22 Jan 2019)
    • CF11 Money Laundering Reporting (22 Jan 2019 to 8 Dec 2019)
    • CF1 Director (22 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (22 Jan 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (22 Nov 2012 to 24 Oct 2021)
    • CF30 Customer (22 Nov 2012 to 18 Mar 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (22 Nov 2012 to 24 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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