Simon George Ashworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Mar 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 22 Mar 2022)
    • CF30 Customer (24 Mar 2014 to 6 Mar 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF1 Director (1 Dec 2001 to 6 Aug 2002)
    • CF27 Investment Management (1 Dec 2001 to 6 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.