Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 May 2024)
    • [FCA CF] Client dealing (since 31 May 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (30 Nov 2011 to 30 Sep 2012)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (10 Jun 2010 to 10 Jan 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (13 Jul 2009 to 8 May 2010)
  • Blackroot Ltd (no longer approved here)

    FRN 503285

    • Employed By (13 Jul 2009 to 8 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.