Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 7. Giving personal recommendations on long-term care insurance contracts
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 31 May 2024)
- [FCA CF] Client dealing (since 31 May 2024)
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- CF30 Customer (30 Nov 2011 to 30 Sep 2012)
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- CF1 Director (AR) (10 Jun 2010 to 10 Jan 2011)
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- CF1 Director (AR) (13 Jul 2009 to 8 May 2010)
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- Employed By (13 Jul 2009 to 8 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.