Simon Gareth Benson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lynn Anderson (no longer approved here)
FRN 414864
- (1)Employed By (7 Nov 2018 to 30 Sep 2019)
Frederick Charles Wealth Management Ltd (no longer approved here)
FRN 789009
- (1)Employed By (1 May 2018 to 5 Nov 2018)
Blackwater Wealth Management Ltd (no longer approved here)
FRN 592611
- Employed By (9 Jan 2017 to 1 May 2018)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (17 Oct 2014 to 30 Sep 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.