Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (21 Jan 2019 to 4 Nov 2019)
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- [FCA CF] Client dealing (16 Nov 2016 to 4 Nov 2019)
- [PRA CF] Significant risk taker or Material risk taker (25 May 2016 to 4 Nov 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (2 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.