Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Manager of certification employee (since 3 Jul 2023)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Client dealing (31 Oct 2020 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (31 Oct 2020 to 31 Jul 2024)
    • CF30 Customer (17 Jul 2009 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 9 Apr 2009)
    • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.