Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP E&C Limited
FRN 146880
- [FCA CF] Client dealing (since 3 Jul 2023)
- [FCA CF] Manager of certification employee (since 3 Jul 2023)
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- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
- [FCA CF] Client dealing (31 Oct 2020 to 31 Jul 2024)
- [FCA CF] Manager of certification employee (31 Oct 2020 to 31 Jul 2024)
- CF30 Customer (17 Jul 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2009)
- CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.