Simon Edward Gorham

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Teachers' Building Society (no longer approved here)
FRN 156580
- CF28 Systems and controls (1 Nov 2007 to 23 Sep 2013)
- CF10 Compliance Oversight (8 Dec 2006 to 18 Jul 2007)
- CF1 Director (16 Jan 2003 to 1 Oct 2013)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (12 Jan 2005 to 25 Oct 2012)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.