Simon Douglas Weeks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 1 Apr 2004)
    • CF21 Investment Adviser (30 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2004 to 30 Nov 2004)
  • Red 7 Financial Management Ltd

    FRN 713609

    • (1)Employed By (since 18 Aug 2015)
  • The Wow Company UK Ltd (no longer approved here)

    FRN 465248

    • Employed By (2 Aug 2011 to 23 May 2018)
  • Wow Financial Management Ltd (no longer approved here)

    FRN 232044

    • Employed By (11 Mar 2004 to 2 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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