Simon Dick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jan 2025)
    • Responsible for Insurance Mediation (25 Mar 2011 to 30 May 2012)
    • CF4 Partner (5 Nov 2010 to 30 May 2012)
    • CF30 Customer (5 Nov 2010 to 8 Dec 2019)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (22 May 2014 to 19 Oct 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 21 Sep 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.