Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 11 May 2022)
    • CF1 Director (AR) (since 17 Mar 2022)
    • CF30 Customer (since 17 Mar 2022)
    • Employed By (since 17 Mar 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (22 Nov 2010 to 6 Mar 2016)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF21 Investment Adviser (24 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (14 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.