Simon Denys James Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (22 Jul 2020 to 5 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Sep 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Aug 2021)
    • CF30 Customer (12 Aug 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 8 Jul 2008)
    • CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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