Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (17)Employed By (since 26 Apr 2024)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Feb 2020)
    • CF30 Customer (since 7 Feb 2020)
    • [FCA CF] Client dealing (14 Feb 2020 to 24 Apr 2024)
    • CF1 Director (AR) (7 Feb 2020 to 3 May 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 Aug 2012 to 31 Jan 2020)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (13 Aug 2012 to 31 Jan 2020)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (17 Jun 2010 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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