Simon Day

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF30 Customer (1 Nov 2007 to 8 Jan 2010)
    • CF26 Customer Trading (15 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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