Simon David Pearson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 23 Feb 2021)
    • [FCA CF] Client dealing (since 23 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Feb 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 2 May 2013)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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