Simon David Matthews

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neuberger Berman Europe Limited

    FRN 442488

    • [FCA CF] Manager of certification employee (since 12 Jul 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (27 May 2008 to 25 Mar 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (27 May 2008 to 25 Mar 2014)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF27 Investment Management (10 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Aug 2005 to 10 May 2006)
    • CF22 Investment Adviser (Trainee) (4 Mar 2005 to 16 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.