Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF4 Partner (AR) (27 Mar 2025 to 20 Jun 2025)
    • CF3 Chief Executive (18 Jun 2010 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (19 Feb 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (19 Feb 2007 to 30 Sep 2018)
    • CF4 Partner (19 Feb 2007 to 8 Dec 2019)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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