Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Downer & Co Ltd (no longer approved here)

    FRN 688170

    • (1)SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 10 Apr 2026)
    • (2)CF8 Apportionment and Oversight (21 May 2015 to 8 Dec 2019)
  • Heritage Keeper LLP (no longer approved here)

    FRN 402095

    • (12)Employed By (16 Oct 2009 to 7 Jun 2010)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (12 Oct 2009 to 7 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF29 Limited scope function (limited scope SMCR firms only) at Downer & Co Ltd

  2. controlled function added: (1)SMF29 Limited scope function (limited scope SMCR firms only) at Downer & Co Ltd

  3. controlled function added: (2)CF8 Apportionment and Oversight at Downer & Co Ltd