Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (10 Mar 2015 to 31 Oct 2017)
  • HLSFM LIMITED (no longer approved here)

    FRN 409034

    • CF30 Customer (1 Nov 2007 to 31 Mar 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 27 Aug 2013)
    • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
    • CF1 Director (4 Jan 2005 to 27 Aug 2013)
    • CF8 Apportionment and Oversight (4 Jan 2005 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (4 Jan 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (4 Jan 2005 to 27 Aug 2013)
    • CF11 Money Laundering Reporting (4 Jan 2005 to 27 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.