Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NXGEN EUROPE LTD (no longer approved here)

    FRN 626416

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 10 Feb 2023)
    • CF8 Apportionment and Oversight (4 Nov 2014 to 8 Dec 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2005 to 5 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (6 Apr 2005 to 2 Dec 2005)
    • CF22 Investment Adviser (Trainee) (8 Mar 2004 to 6 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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