Simon David Botfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (10 Jan 2013 to 31 Dec 2014)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (23 Dec 2008 to 31 Jan 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (13 Mar 2006 to 5 May 2006)
    • CF22 Investment Adviser (Trainee) (13 Sep 2005 to 13 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.