Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Jan 2022)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (31 Mar 2021 to 10 Nov 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 10 Nov 2021)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 10 Nov 2021)
    • [FCA CF] Client dealing (31 Mar 2021 to 10 Nov 2021)
    • CF30 Customer (22 Oct 2018 to 8 Dec 2019)
  • SQUARE GLOBAL LIMITED (no longer approved here)

    FRN 653770

    • CF30 Customer (6 Nov 2017 to 28 Aug 2018)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (2 Oct 2012 to 8 Sep 2017)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (21 Oct 2010 to 30 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.