Simon Dale Penson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Haatch Ventures LLP (no longer approved here)
FRN 916959
- [FCA CF] Client dealing (30 Apr 2024 to 29 May 2024)
- SMF27 Partner (24 Apr 2020 to 30 Apr 2024)
The Fund Incubator Limited (no longer approved here)
FRN 208716
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (8 Aug 2018 to 23 Jan 2019)
- CF4 Partner (AR) (8 Aug 2018 to 11 Oct 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.