Simon Craig Daniels

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 Aug 2024)
    • CF1 Director (AR) (since 9 Jul 2024)
    • CF30 Customer (since 9 Jul 2024)
    • [FCA CF] Client dealing (29 Jun 2023 to 14 Aug 2024)
    • [FCA CF] Functions requiring qualifications (29 Jun 2023 to 14 Aug 2024)
  • Maple&Rose Wealth Management Ltd

    FRN 1015179

    • (2)Employed By (since 9 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 May 2022 to 17 Apr 2023)
    • CF30 Customer (31 Mar 2022 to 17 Apr 2023)
  • Apollo Private Wealth Ltd (no longer approved here)

    FRN 776254

    • (20)Employed By (31 Mar 2022 to 17 Apr 2023)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Client dealing (6 Jan 2021 to 1 Feb 2022)
    • [FCA CF] Functions requiring qualifications (6 Jan 2021 to 1 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apollo Private Wealth Ltd

  2. controlled function added: (20)Employed By at Apollo Private Wealth Ltd