Simon Clarke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jul 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Nov 2021)
    • CF30 Customer (3 Nov 2014 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Aug 2013 to 22 Aug 2014)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Aug 2013 to 22 Aug 2014)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 26 Apr 2013)
    • CF21 Investment Adviser (1 Mar 2004 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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