Simon Christopher Wynn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SF Wealth Services Ltd

    FRN 785187

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 27 Feb 2025)
    • CF30 Customer (since 27 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (25 Feb 2019 to 6 Jan 2022)
    • CF30 Customer (20 Nov 2017 to 6 Jan 2022)
    • CF1 Director (20 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Nov 2017 to 30 Sep 2018)
  • MOSAIC WEALTH MANAGEMENT LIMITED

    FRN 1025541

    • (1)Employed By (since 27 Feb 2025)
  • CBSL Onyx Limited (no longer approved here)

    FRN 828185

    • Employed By (25 Feb 2019 to 6 Jan 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Aug 2014 to 27 Aug 2014)
  • Mardon Financial Advisers Limited (no longer approved here)

    FRN 538272

    • (8)Employed By (8 Aug 2014 to 27 Aug 2014)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Oct 2008 to 28 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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