Simon Christopher Tomlinson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon

    FRN 122467

    • [FCA CF] CASS oversight function (since 25 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2019)
    • [FCA CF] Manager of certification employee (since 1 Apr 2019)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (1 Aug 2008 to 6 Mar 2016)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF27 Investment Management (30 Jan 2002 to 29 Apr 2005)
    • CF21 Investment Adviser (30 Jan 2002 to 30 Jan 2002)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF27 Investment Management (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.