Simon Christopher Rumsey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 21 Oct 2024)
    • [FCA CF] Manager of certification employee (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 16 Jan 2024)
    • [FCA CF] Algorithmic trading (16 Jan 2024 to 29 Sep 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (5 Jul 2019 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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