Simon Christopher Owen

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pension Pulse Ltd

    FRN 1029743

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 27 Oct 2025)
    • [FCA CF] Manager of certification employee (since 21 Oct 2025)
    • SMF16 Compliance Oversight (since 14 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Oct 2025)
    • Responsible for Insurance Distribution (since 14 Oct 2025)
  • Clarity Wealth Management LLP

    FRN 575252

    • [FCA CF] Manager of certification employee (since 18 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2022)
    • SMF16 Compliance Oversight (since 5 Oct 2022)
    • Responsible for Insurance Distribution (since 5 Oct 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (20 Nov 2012 to 27 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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