Simon Christopher Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakham Wealth Management Ltd (no longer approved here)

    FRN 431206

    • CF10 Compliance Oversight (3 Oct 2012 to 10 Mar 2014)
    • CF30 Customer (1 Nov 2007 to 7 Apr 2014)
    • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (4 Nov 2005 to 31 Oct 2007)
    • CF3 Chief Executive (4 Nov 2005 to 10 Mar 2014)
    • CF8 Apportionment and Oversight (4 Nov 2005 to 31 Oct 2007)
    • CF1 Director (4 Nov 2005 to 7 Apr 2014)
  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • CF1 Director (4 Jan 2002 to 9 Nov 2004)
    • CF27 Investment Management (1 Dec 2001 to 24 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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