Simon Christopher Barker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charles Royle & Company

    FRN 145844

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Nov 2020)
    • CF30 Customer (25 Jul 2008 to 31 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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