Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (13 Sep 2012 to 27 Feb 2013)
- CF11 Money Laundering Reporting (13 Sep 2012 to 27 Feb 2013)
- CF30 Customer (13 Sep 2012 to 27 Feb 2013)
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- (8)Employed By (8 Jul 2008 to 30 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.